Transformers 7.4.7

Taxable Mutual Funds

I have mixed feelings about mutual funds.

Pros

Diversification

Mutual funds over diversification over individual stocks.

Personal Benefits

check writing, bank transfers

Regular investments

mutual funds generally do not charge to invest money in them so someone wanting to invest on a regular basis can do so with no consequence.

Reinvestment

mutual funds are handy when you want to reinvest dividends as there is no charge.

Cons

Expense ratio

Managed funds usually have a high (over 1%) expense ratio.

Unrealized capital gains

The bane for taxable funds. When you buy mutual fund shares there may be capital gains already accrued. It is possible to buy fund shares one day and the next day have to pay on capital gains you did not benefit from.

Capital gain distributions

Most mutual funds have long and short capital gain distributions at the end of the year, generated by buying and selling stocks. Even if there is no gain (or a loss) on the mutual fund you still have to pay the capital gains tax. You have no control when a fund buys or sells stocks - it is to meet their need, not yours.

Trading woes

Once purchased, you are liable for any capital gain/losses when you sell.
Reinvested dividends do not add to the cost basis as you have already paid tax on them.

Fund Manager revolving door

there is no guarantee that a star fund manager will stay with a mutual fund.

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